UNLOCKING RETAIL LIQUIDITY in the MULTI-BILLION DOLLAR CROWDFUNDING MARKET with OUR TRADING TECHNOLOGY

Integrated securities software solutions from issuance through to secondary trading. Defensible IP. Licensed to regulated entities in the U.S. & globally. Own a piece as a Horizon investor.

UNLOCKING RETAIL LIQUIDITY in the MULTI-BILLION DOLLAR CROWDFUNDING MARKET with OUR TRADING TECHNOLOGY

Integrated blockchain software solutions from issuance through to secondary trading. Defensible IP. Licensed to regulated entities globally. Own a piece as a Horizon investor.

Series A Funding Round · Reg D 506(c) Accredited Investors · US $5 Million Common Stock Offering·$10,000 Minimum Investment

Locked liquidity potential

There are no active global secondary trading venues for crowdfunded securities. In the U.S., 69% of all new capital raised in the U.S. in 2019 utilized an exempt securities offering1. Despite the hundreds of Reg CF and Reg A+ offerings conducted, only a handful have secondary trading.



WE HAVE THE SOLUTION.

The Key

Horizon is a fintech company that builds and powers global securities exchanges. We receive trading fees for every trade on a regulated marketplace that licenses our proprietary technology. Our goal is to unlock illiquid assets, primarily crowdfunded securities, where no liquid secondary trading marketplace exists today.

Horizon marketplace

The Horizon Solution

Horizon will be powering the world’s first global exchange for crowdfunded securities. Horizon is also working to build out a U.S. ATS Trading Venue for a U.S. Broker Dealer* and other global trading venues powered by Horizon’s proprietary trading technology**

  • Global order book with best bids and offers across multiple time zones
  • T+0 settlement
  • Secure smartphone trading for investors of all levels
  • Programmed investor protections and compliance integrations
  • No market makers, wash trades, inaccurate volumes, or other market manipulations
Transparent, Secure, Open Trading for all

Signed OpenOrderBook agreement with an affiliate of the World Federation of Exchanges to power the first global exchange for crowdfunded securities

Signed OpenOrderBook agreement with a U.S. broker-dealer working to build an SEC-registered ATS for crowdfunded securities

Signed Memorandum of Understanding with the Antigua and Barbuda Ministry of Finance & Corporate Governance to provide OpenOrderBook for their upcoming electronic stock exchange

Executed an OpenOrderBook agreement with a Brazilian registered bank, to power an issuance and trading venue for their bank-issued debenture bonds, which will be available in fractional form to ordinary Brazilians to buy and sell

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One Stop Shop for Securities Technology

The global equity crowdfunding market is projected to be worth $4.97 billion dollars.2 Horizon’s integrated suite of securities issuance, compliance, and secondary trading technology is uniquely positioned to meet and exceed issuers and investors demand for high-tech, high-touch investing solutions.

Smartphone trading app combined with Horizon's matching-engine integrated cash-custody service, and investor-protection technologies.

Enable a U.S. transfer agent or global nominee to compliantly manage, pay dividends and make ATS-transfers with cap.table management platform.

Continually screen investors against a proprietary AML database of global sanctions, politically exposed persons (PEPs), and watchlists

Facilitate onboarding and investor verification through a white-label, high-tech, high-touch smartphone app

Turn illiquid securities into electronically tradeable assets with Horizon's Reg CF and Reg A+ securities platform

Built to adhere to international compliance standards

Reg CF
Reg A+
Reg D
Reg S
Registered Offerings
EU-Reg 575/2013

Uniting fans & athletes under the stadium lights

Global Fan Exchange "GFX" is a sports platform for fans to invest and trade shares tied to the future income streams of their favorite professional athletes and teams on Horizon powered markets. The platform is built and ready for athletes and teams to offer their branded securities.

INVEST

in your favorite professional athletes

RECEIVE

cash dividends tied to the athlete's income

TRADE

your shares with other fans

DONATE

a portion of the athlete's income goes to their social impact initiative

Our vision is to mobilize a sports-fan-base that will foster global trading liquidity across multiple regulated, sports trading venues powered by Horizon

Why Horizon

Horizon is a fintech company that builds and powers global securities exchanges, with the goal of unlocking liquidity for traditionally illiquid asset classes.

Investor Driven Marketplaces

Horizon-powered marketplaces feature streamlined compliance-focused onboarding, transparent price discovery, and T+0 settlement. Trades are conducted on a best bid and offer basis all from a userfriendly smartphone.

globex sport globex music globex horse

Specialty Exchange Concept

Our core suite of securities software solutions has utility beyond capital markets. We are also working to create regulated trading venues for large affinity group verticals that may trade ownership and engage with other fans all around the globe - directly from their smartphones.

  • Sports Team Engagement
  • Music Royalty Participation
  • Fractional Racehorse Ownership
  • & Other Fan-Based Asset Classes

Global Presence

Horizon will be powering the world’s first global exchange for crowdfunded securities, unlocking liquidity and creating a global presence for our marketplaces.

Advanced compliance integrations

Our marketplace software integrates with Horizon’s in-house suite of issuance, KYC/AML investor onboarding, and cap table management solutions for transfer agents.

globex sport

Industry Thought Leader

Horizon’s Dialogue with the Regulators Speaker Series is a series of exclusive events bringing together regulators and industry leaders for intimate and productive dialogues surrounding fintech and the evolution of capital markets.

Our first NYC forum brought together senior regulators from the SEC, FINRA, CFPB, and Texas State Securities Board; and our upcoming London event includes regulators from HMRC, DIT, PSR, Open Banking and industry leaders Coinbase, ConsenSys, Innovate Finance, Ropes & Gray LLP, Vendorcom and more.

globex sport
Complete Tech Stack

As a first-mover, Horizon offers issuers, broker-dealers, banks and other financial institutions a live and fully integrated capital markets tech stack from issuance through to secondary trading.

Compliance-Focused, User-Friendly

Our software is built to adhere to both FINMA (Swiss Regulator) and U.S. compliance standards without sacrificing user-friendliness for issuers and investors.

World-class Team

Our team combines the experience of our Wall Street bankers with the proven track record of our world class team of developers to bring compliance, efficiency, security, and transparency into the next generation of securities trading.

Leadership

Brian Collins

Chief Executive Officer

Mark Elenowitz

President

Garrick Jones

GFX Executive

Dr. Andrew Le Gear

Chief Technology Officer

Peter Hall

Chief Information Officer

Jon Normile

SVP Exchange Compliance

Mike Boswell

Chief Financial Officer

Amy Poster

Risk & Regulatory Lead

Vanessa Malone

Marketing Manager

Louis Taubman

General Counsel

Tim Lovett

Product Manager

Liam McNamara

Lead Ethereum Architect

Capital markets are evolving right now, and we believe that Horizon will be at the forefront of this evolution.

To receive investment materials and invest, please fill out the form below.

Horizon offers a suite of integrated software applications for compliant issuance through secondary trading of electronic securities.

GlobexUS Holdings, Corp.
New York, NY


Horizon Globex GmbH
Zug, Switzerland

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Email: offering@horizonfintex.com

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* GlobexUS Holdings, Corp., “Company”, has entered into a licensing agreement with Cambria Capital, LLC, “Cambria” to provide software to support their BANQ® branded ATS securities platform, together with a smartphone app. Mark Elenowitz is a registered representative of Cambria and an officer and indirect shareholder of Company. Company does not currently have an ownership interest in Cambria or its BANQ® ATS. Company’s business relationship with the Cambria may be considered as a conflict of interest.

**Brazil marketplace is live using the Horizon software. Other marketplaces are not currently operational and are expected Q3 2020.

Disclaimers

This presentation contains summary information about GlobexUS Holdings, Corp., “Company”, as of October 2020. The information in this presentation is of general background and contains an overview and summary of certain data selected by the management of Company. It does not purport to be complete. Company is currently undertaking a private placement offering pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and/or Rule 506(c) of Regulation D promulgated thereunder and the Company is concurrently conducting an offering to non-U.S. investors pursuant to Regulation S. Investors should consider the investment objectives, risks, and investment time horizon of the Company carefully before investing. The offering documents relating to each offering of equity interests by the Company will contain this and other information concerning the Company, including risk factors, which should be read carefully before investing. Securities of the Company are being offered and sold in reliance on exemptions from registration under the Securities Act. In accordance therewith, you should be aware that (i) the securities may be sold only to “accredited investors,” as defined in Rule 501 of Regulation D; (ii) the securities will only be offered in reliance on an exemption from the registration requirements of the Securities Act and will not be required to comply with specific disclosure requirements that apply to registration under the Securities Act; (iii) neither the United States Securities and Exchange Commission (the “SEC”) or any state securities commission will pass upon the merits of or give its approval to the securities, the terms of the offering, or the accuracy or completeness of any offering materials; (iv) the securities will be subject to legal restrictions on transfer and resale and investors should not assume they will be able to resell their securities; investing in these securities involves a high degree of risk, and investors should be able to bear the loss of their entire investment. This presentation is not a prospectus, disclosure document or offering document under the law of any jurisdiction. It is for informational purposes only. This presentation is not investment or financial product advice (nor tax, accounting or legal advice) and is not intended to be used for the basis of making an investment decision. A recipient must make their own independent investigations, consideration and evaluation of Company and the offer and Company recommends that investors should obtain their own professional advice before making any investment decisions in the company. This document has been prepared based on information available at the time of presentation. No representation or warranty, express or implied, is made as to the fairness, accuracy or completeness of the information, opinions and conclusions contained in this presentation or any omission from this presentation or of any other written or oral information or opinions provided now or in the future to any person. While reasonable care has been taken to ensure that facts stated in this presentation are accurate and/or that the opinions expressed are fair and reasonable, no reliance can be placed for any purpose whatsoever on the information contained in this document or its completeness. Some of the statements appearing in this presentation are in the nature of forward-looking statements. You should be aware that such statements are predictions based on assumptions and are subject to inherent risks and uncertainties. Those risks and uncertainties include factors and risks specific to the industry in which Company operates as well as general economic conditions, prevailing exchange rates and interest rates and conditions in the financial markets and other factors that are in some cases beyond Company's control. As a result, any or all of the Company's forward-looking statements in this presentation may turn out to be inaccurate.

Company has entered into a US software license with Cambria Capital, LLC, “Cambria” to provide software to support their BANQ® branded secondary trading platform, together with a smartphone app. Mark Elenowitz is a registered representative of Cambria and an officer and indirect shareholder of Company. Company does not currently have an ownership interest in Cambria or its BANQ® ATS. Company’s business relationship with the Cambria may be considered as a conflict of interest. Cambria intends to file with FINRA a CMA for an ATS. There is no assurance if or when the CMA will be approved.

This communication shall not constitute an offer to sell securities or the solicitation of an offer to buy securities in any jurisdiction where such offer or solicitation is not permitted.

Crowdfunding stats

1. www.sec.gov; https://www.sec.gov/regcf

2. P2P Market Data- Crowdfunding stats